Breakaway Transitions 101
For advisors leaving a wirehouse or broker-dealer, and for firms switching custodians. Learn how a transition actually runs, size the paperwork before you start, get forms in good order the first time, keep every household informed, and land the first 90 days on your new platform.
5 modules · ~37 min total · free, no signup
Start module 1 →How a Transition Actually Runs
The workstreams, the order they happen in, and where the operational work piles up.
Size the Paperwork Before You Move
Households, accounts and forms: estimate the operations workload before day one.
Includes: Transition Workload EstimatorGet Paperwork In Good Order
The common reasons transfer and account forms get rejected — and a pre-check that catches them.
Includes: Paperwork Pre-CheckKeep Every Client Informed
What to tell households at each stage of the move, and how often, so they never have to call and ask.
Includes: Client Update BuilderYour First 90 Days
From assets landed to a firm that runs itself: the operational checklist for after the move.
Includes: Transition Readiness ChecklistReady to put it into practice?
Once you know what to hand off, Rivena can build and run it for you — starting with a single agent.
Get your free ops plan